DFX Intelligence

S•••• J••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)31 years in industry

S•••• J••••• T•••••

Advisor at T•• A•••• M••••••••• L••

UPPER ARLINGTON, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••• M••••••••• L••	Independent wealth	May 6, 2022	n/a	yes	UPPER ARLINGTON, OH	Current employment
P•••• S••••••••• L••	No RAUM reported	Sep 11, 2020	May 20, 2022	no	Sunbury, OH\|COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	T•• A•••• M••••••••• L••	May 20, 2022	May 6, 2022	-14	Firm change	Ibd to RIA
J••• M••••• A•••• M•••••••••	P•••• S••••••••• L••	Dec 31, 2005	Sep 11, 2020

Relationships

Registered with (3)

→ T•• A•••• M••••••••• L••Registered adviserregistration: current employment
May 6, 2022 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 11, 2020 to May 20, 2022factForm ADV
→ J••• M••••• A•••• M•••••••••Registered adviserregistration: previous registration
Nov 24, 2003 to Dec 31, 2005factForm ADV

Dated events

Order

Occurred
20 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 24, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.