DFX Intelligence

D••• S•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D••• S•••• A••••••••

Advisor at G•••• S•••••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:dcfaa03c-cc95-945a-f442-657242094a20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• S•••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Oct 18, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• S•••••	Former SEC adviser	Dec 18, 2014	n/a	yes	NEWPORT BEACH, CA	Current employment
G•••• S••••• A•••••••• L••	Former SEC adviser	Jul 16, 2012	Dec 15, 2014	no	NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• S••••• A•••••••• L••	G•••• S•••••	Dec 15, 2014	Dec 18, 2014	3	Channel change	Other

Relationships

Registered with (2)

→ G•••• S•••••Registered adviserregistration: current employment
Dec 18, 2014 to presentfactForm ADV
→ G•••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 16, 2012 to Dec 15, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcfaa03c-cc95-945a-f442-657242094a20
First observed: Jul 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.