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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

GREEN STREET

GREEN STREET ADVISORS, LLC, CRD 172378

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2ac0271-cc6c-b33e-b967-6ee4fcbd6c38

Data as of Feb 25, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 6
On other graphs: 0
Observed: Jul 24, 2014 to Feb 25, 2022
72 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 16
Employees: 20
Advisory employees: 14
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-80137
CRD: 172378
Filings on the tape: 72
First filed: Jul 24, 2014
Latest filed: Feb 25, 2022
Organised: Limited Liability Company, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DIRK SMITH AULABAUGH	n/a	NEWPORT BEACH, CA	11	26	1	no
ROBYN ANN FRANCIS	n/a	NEWPORT BEACH, CA \| Cabot, AR	11	19	2	no
BAYLE RICHARDSON SMITH	Chartered Financial Analyst	NEWPORT BEACH, CA	11	13	n/a	no
TYLER JOHN BLUE	n/a	NEWPORT BEACH, CA	11	11	n/a	no
Nathaniel John Siino	Chartered Financial Analyst	NEWPORT BEACH, CA	10	10	n/a	no
SUSAN JEAN WORSHAM	n/a	NEWPORT BEACH, CA	8	20	n/a	no
Jacob TYLER Bracken	n/a	NEWPORT BEACH, CA	6	11	n/a	no
SAGE H HALE	n/a	NEWPORT BEACH, CA	5	12	n/a	no
LILLIAN FAN XIA	n/a	NEWPORT BEACH, CA	5	10	n/a	no
John Edward Filley	n/a	NEWPORT BEACH, CA	5	10	n/a	no
JUELLA MIA OWENSWALLER	n/a	NEWPORT BEACH, CA \| Plano, TX	4	25	1	no
JEFFRY HARPER STUEK	n/a	NEWPORT BEACH, CA	4	26	n/a	no
Roy Jiang	Chartered Financial Analyst	NEWPORT BEACH, CA	3	13	n/a	no
William Wu	Chartered Financial Analyst	NEWPORT BEACH, CA	1	12	n/a	no
MICHAEL P BARACKMAN	n/a	NEWPORT BEACH, CA	1	12	3	no
Roya Bouzari	n/a	NEWPORT BEACH, CA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMERALD AGGREGATOR G.P., LLC	GENERAL PARTNER	F	yes	08/2019	Sep 19, 2019	Feb 25, 2022
EMERALD AGGREGATOR, L.P.	Shareholder	E	yes	08/2019	Sep 19, 2019	Feb 25, 2022
EMERALD MIDCO, INC.	Shareholder	E	yes	08/2019	Sep 19, 2019	Feb 25, 2022
EMERALD PURCHASER, INC.	Member	D	yes	08/2019	Sep 19, 2019	Feb 25, 2022
EMERALD PURCHASER, INC.	Member	E	yes	08/2019	Sep 19, 2019	Feb 25, 2022
GREEN STREET INTERMEDIATE HOLDINGS, LLC	Member	E	yes	12/2014	Mar 10, 2015	Feb 25, 2022
GREEN STREET PARENT LLC	Owner	E	yes	12/2014	Dec 16, 2014	Feb 25, 2022
GREEN STREET TOPCO, LLC	Member	E	yes	12/2014	Dec 16, 2014	Feb 25, 2022
GUINNESSEY, KATHY	CHIEF FINANCIAL OFFICER	Na	yes	04/2020	Nov 18, 2021	Feb 25, 2022
MCCULLOCH, ANDREW, JAMES	Secretary	Na	yes	02/2020	Feb 11, 2022	Feb 25, 2022
STUEK, JEFFRY, HARPOR	CHIEF EXECUTIVE OFFICER	Na	yes	01/2020	Nov 18, 2021	Feb 25, 2022
WCAS XIII ASSOCIATES LLC	GENERAL PARTNER	F	yes	02/2018	Jan 31, 2022	Feb 25, 2022
WCAS XIII, LP	Member	E	yes	08/2019	Sep 19, 2019	Feb 25, 2022
WCAS XIII, LP	LIMITED PARTNER	E	yes	08/2019	Sep 19, 2019	Feb 25, 2022
AULABAUGH, DIRK, SMITH	EXECUTIVE VICE PRESIDENT, GLOBAL HEAD OF ADVISORY SERVICES	Na	no	01/2020	Jan 12, 2022	Feb 25, 2022
FRANCIS, ROBYN, ANN	CHIEF COMPLIANCE OFFICER	Na	no	10/2015	Oct 27, 2015	Feb 25, 2022
GGCOF GS BLOCKER, LLC	Member	C	no	12/2014	Mar 24, 2015	Feb 25, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GREEN STREET ADVISORS (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 26, 2021	n/a	n/a	150	100	0	n/a	n/a
2019	Feb 12, 2020	n/a	n/a	126	84	2	n/a	n/a
2018	Feb 4, 2019	n/a	n/a	99	76	1	n/a	n/a
2017	Jan 2, 2018	n/a	n/a	88	78	1	n/a	n/a
2016	Mar 29, 2017	n/a	n/a	83	66	n/a	n/a	n/a
2015	Mar 22, 2016	n/a	n/a	67	50	n/a	n/a	n/a
2014	Jan 21, 2015	n/a	n/a	67	50	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	n/a	n/a	n/a	n/a	20	126	0	2

Relationships

Registered with (20)

← Roya BouzariAdvisorregistration: current employment
Mar 22, 2025 to presentfactForm ADV
← MICHAEL P BARACKMANAdvisorregistration: previous registration
Nov 11, 2019 to Dec 21, 2021factForm ADV
← William WuAdvisorregistration: current employment
Oct 1, 2024 to presentfactForm ADV
← Roy JiangAdvisorregistration: current employment
Oct 3, 2022 to presentfactForm ADV
← JEFFRY HARPER STUEKAdvisorregistration: current employment
Feb 9, 2022 to presentfactForm ADV
← JUELLA MIA OWENSWALLERAdvisorregistration: current employment
Nov 4, 2021 to presentfactForm ADV
← John Edward FilleyAdvisorregistration: current employment
May 24, 2021 to presentfactForm ADV
← LILLIAN FAN XIAAdvisorregistration: current employment
Apr 17, 2021 to presentfactForm ADV
← SAGE H HALEAdvisorregistration: current employment
Nov 9, 2020 to presentfactForm ADV
← Jacob TYLER BrackenAdvisorregistration: current employment
Nov 21, 2019 to presentfactForm ADV
← SUSAN JEAN WORSHAMAdvisorregistration: current employment
Jan 18, 2018 to presentfactForm ADV
← Nathaniel John SiinoAdvisorregistration: current employment
May 6, 2016 to presentfactForm ADV
← TYLER JOHN BLUEAdvisorregistration: current employment
Aug 26, 2015 to presentfactForm ADV
← DIRK SMITH AULABAUGHAdvisorregistration: current employment
Dec 18, 2014 to presentfactForm ADV
← ROBYN ANN FRANCISAdvisorregistration: current employment
Dec 18, 2014 to presentfactForm ADV
← BAYLE RICHARDSON SMITHAdvisorregistration: current employment
Dec 18, 2014 to presentfactForm ADV
← MICHAEL Alexander MANOSAdvisorregistration: previous registration
May 4, 2021 to Dec 22, 2021factForm ADV
← Staci PollockAdvisorregistration: previous registration
Oct 27, 2020 to Jul 6, 2021factForm ADV
← Danielle Rebecca BronnerAdvisorregistration: previous registration
Jun 4, 2018 to Oct 11, 2019factForm ADV
← DILLON JOSEPH ESSMAAdvisorregistration: previous registration
Dec 16, 2014 to Mar 23, 2016factForm ADV

Controls (12)

← STUEK, JEFFRY, HARPOROwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 18, 2021 to presentfactForm ADV
← MCCULLOCH, ANDREW, JAMESOwnerSECRETARY, ownership code NA, individual
Feb 11, 2022 to presentfactForm ADV
← GUINNESSEY, KATHYOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 18, 2021 to presentfactForm ADV
← EMERALD AGGREGATOR G.P., LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Sep 19, 2019 to presentfactForm ADV
← EMERALD AGGREGATOR, L.P.OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 19, 2019 to presentfactForm ADV
← EMERALD MIDCO, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 19, 2019 to presentfactForm ADV
← EMERALD PURCHASER, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 19, 2019 to presentfactForm ADV
← GREEN STREET INTERMEDIATE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 10, 2015 to presentfactForm ADV
← GREEN STREET PARENT LLCOwnerOWNER, ownership code E, domestic entity
Dec 16, 2014 to presentfactForm ADV
← GREEN STREET TOPCO, LLCOwnerMEMBER, ownership code E, domestic entity
Dec 16, 2014 to presentfactForm ADV
← WCAS XIII ASSOCIATES LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 31, 2022 to presentfactForm ADV
← WCAS XIII, LPOwnerMEMBER, ownership code E, domestic entity
Sep 19, 2019 to presentfactForm ADV

Owns (3)

← AULABAUGH, DIRK, SMITHOwnerEXECUTIVE VICE PRESIDENT, GLOBAL HEAD OF ADVISORY SERVICES, ownership code NA, individual
Jan 12, 2022 to presentfactForm ADV
← FRANCIS, ROBYN, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 27, 2015 to presentfactForm ADV
← GGCOF GS BLOCKER, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 24, 2015 to presentfactForm ADV

Affiliated with (1)

← GREEN STREET ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 11, 2022
Control person joined
James Andrew Mcculloch (Secretary) appeared on Schedule A of Green Street
Form ADVobserved 4 days ago
Occurred
Nov 18, 2021
Control person joined
Harpor Jeffry Stuek (Chief Executive Officer) appeared on Schedule A of Green Street
Form ADVobserved 4 days ago
Occurred
Nov 18, 2021
Control person joined
Kathy Guinnessey (Chief Financial Officer) appeared on Schedule A of Green Street
Form ADVobserved 4 days ago
Occurred
Feb 12, 2020
Control person left
Arthur Craig Leupold (President) no longer on Schedule A of Green Street (listed 2019-12-03, absent 2020-02-12)
Form ADVobserved 4 days ago
Occurred
Jul 24, 2014
First Form ADV filing
Green Street Research, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Nov 9, 2021
Green Street reported 18 state-registered advisory representatives, down from 100 (2021-10-20 to 2021-11-09)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2ac0271-cc6c-b33e-b967-6ee4fcbd6c38
First observed: Jul 24, 2014
Last observed: Feb 25, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREEN STREET

GREEN STREET ADVISORS, LLC, CRD 172378

NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2ac0271-cc6c-b33e-b967-6ee4fcbd6c38

Data as of Feb 25, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DIRK SMITH AULABAUGH

n/a

NEWPORT BEACH, CA

ROBYN ANN FRANCIS

n/a

NEWPORT BEACH, CA | Cabot, AR

BAYLE RICHARDSON SMITH

Chartered Financial Analyst

NEWPORT BEACH, CA

n/a

TYLER JOHN BLUE

n/a

NEWPORT BEACH, CA

n/a

Nathaniel John Siino

Chartered Financial Analyst

NEWPORT BEACH, CA

n/a

SUSAN JEAN WORSHAM

n/a

NEWPORT BEACH, CA

n/a

Jacob TYLER Bracken

n/a

NEWPORT BEACH, CA

n/a

SAGE H HALE

n/a

NEWPORT BEACH, CA

n/a

LILLIAN FAN XIA

n/a

NEWPORT BEACH, CA

n/a

John Edward Filley

n/a

NEWPORT BEACH, CA

n/a

JUELLA MIA OWENSWALLER

n/a

NEWPORT BEACH, CA | Plano, TX

JEFFRY HARPER STUEK

n/a

NEWPORT BEACH, CA

n/a

Roy Jiang

Chartered Financial Analyst

NEWPORT BEACH, CA

n/a

William Wu

Chartered Financial Analyst

NEWPORT BEACH, CA

n/a

MICHAEL P BARACKMAN

n/a

NEWPORT BEACH, CA

Roya Bouzari

n/a

NEWPORT BEACH, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMERALD AGGREGATOR G.P., LLC

GENERAL PARTNER

yes

08/2019

Sep 19, 2019

Feb 25, 2022

EMERALD AGGREGATOR, L.P.

Shareholder

yes

08/2019

Sep 19, 2019

Feb 25, 2022

EMERALD MIDCO, INC.

Shareholder

yes

08/2019

Sep 19, 2019

Feb 25, 2022

EMERALD PURCHASER, INC.

Member

yes

08/2019

Sep 19, 2019

Feb 25, 2022

EMERALD PURCHASER, INC.

Member

yes

08/2019

Sep 19, 2019

Feb 25, 2022

GREEN STREET INTERMEDIATE HOLDINGS, LLC

Member

yes

12/2014

Mar 10, 2015

Feb 25, 2022

GREEN STREET PARENT LLC

Owner

yes

12/2014

Dec 16, 2014

Feb 25, 2022

GREEN STREET TOPCO, LLC

Member

yes

12/2014

Dec 16, 2014

Feb 25, 2022

GUINNESSEY, KATHY

CHIEF FINANCIAL OFFICER

yes

04/2020

Nov 18, 2021

Feb 25, 2022

MCCULLOCH, ANDREW, JAMES

Secretary

yes

02/2020

Feb 11, 2022

Feb 25, 2022

STUEK, JEFFRY, HARPOR

CHIEF EXECUTIVE OFFICER

yes

01/2020

Nov 18, 2021

Feb 25, 2022

WCAS XIII ASSOCIATES LLC

GENERAL PARTNER

yes

02/2018

Jan 31, 2022

Feb 25, 2022

WCAS XIII, LP

Member

yes

08/2019

Sep 19, 2019

Feb 25, 2022

WCAS XIII, LP

LIMITED PARTNER

yes

08/2019

Sep 19, 2019

Feb 25, 2022

AULABAUGH, DIRK, SMITH

EXECUTIVE VICE PRESIDENT, GLOBAL HEAD OF ADVISORY SERVICES

01/2020

Jan 12, 2022

Feb 25, 2022

FRANCIS, ROBYN, ANN

CHIEF COMPLIANCE OFFICER

10/2015

Oct 27, 2015

Feb 25, 2022

GGCOF GS BLOCKER, LLC

Member

12/2014

Mar 24, 2015

Feb 25, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GREEN STREET ADVISORS (UK) LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 26, 2021

n/a

150

100

n/a

2019

Feb 12, 2020

n/a

126

n/a

2018

Feb 4, 2019

n/a

2017

Jan 2, 2018

n/a

2016

Mar 29, 2017

n/a

2015

Mar 22, 2016

n/a

2014

Jan 21, 2015

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a

126