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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Robert Steven Handley

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SATELLITE BEACH, FL | Satellite Beach, FL | SAINT PETERSBURG, FL | ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:dcfc098e-36eb-c5aa-ab63-4f6c3892dff8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: May 10, 1996
First registration: Apr 9, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2711513

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 18, 2024	n/a	yes	Satellite Beach, FL\|SAINT PETERSBURG, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 29, 2022	n/a	yes	ST. PETERSBURG, FL\|SATELLITE BEACH, FL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Oct 1, 2020	Mar 2, 2022	no	SATELLITE BEACH, FL\|SHELTON, CT	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 13, 2014	Oct 1, 2020	no	DEEP RIVER, CT\|JOHNSTON, RI\|BRIDGEPORT, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 12, 2010	Apr 2, 2013	no	SHELTON, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 5, 2008	Feb 26, 2010	no	WEST HARTFORD, CT	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 13, 2007	Sep 8, 2008	no	STAMFORD, CT	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Apr 9, 2001	Aug 14, 2003	no	DARIEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Mar 2, 2022	Apr 29, 2022	58	Firm change	Ibd to ibd
CITIZENS SECURITIES, INC.	B. RILEY WEALTH ADVISORS, INC.	Oct 1, 2020	Oct 1, 2020	0	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	CITIZENS SECURITIES, INC.	Apr 2, 2013	Jun 13, 2014	437	Firm change after gap	Other
LPL FINANCIAL LLC	MSI FINANCIAL SERVICES, INC.	Feb 26, 2010	Mar 12, 2010	14	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Sep 8, 2008	Dec 5, 2008	88	Firm change	Other
JANNEY MONTGOMERY SCOTT LLC	CETERA INVESTMENT ADVISERS LLC	Aug 14, 2003	Mar 13, 2007	1,307	Firm change after gap	Other

Relationships

Registered with (8)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Apr 29, 2022 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 1, 2020 to Mar 2, 2022factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 13, 2014 to Oct 1, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 12, 2010 to Apr 2, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 5, 2008 to Feb 26, 2010factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 13, 2007 to Sep 8, 2008factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Apr 9, 2001 to Aug 14, 2003factForm ADV

Dated events

Occurred
Mar 2, 2022
Advisor changed firm
Robert Steven Handley left B. Riley Wealth Advisors, Inc. for Raymond James & Associates, Inc. (registered 2022-04-29)
Form ADVobserved 5 days ago