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Reading the graph
Advisor at RYSE CAPITAL MANAGEMENT
BROCKPORT, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RYSE CAPITAL MANAGEMENT | State registered | Feb 12, 2025 | n/a | yes | BROCKPORT, NY | Current employment |
| SAGE, RUTTY & CO., INC. | Independent wealth | Sep 29, 2023 | Jul 24, 2024 | no | ROCHESTER, NY|ROCHESTER, NY|ROCHESTER, NY | Previous registration |
| BRIGHTON SECURITIES CORP. | Independent wealth | May 31, 2022 | Sep 29, 2023 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGE, RUTTY & CO., INC. | RYSE CAPITAL MANAGEMENT | Jul 24, 2024 | Feb 12, 2025 | 203 | Firm change | RIA to state RIA |
| BRIGHTON SECURITIES CORP. | SAGE, RUTTY & CO., INC. | Sep 29, 2023 | Sep 29, 2023 | 0 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3875:3254:NY:2023-09-29 | Sep 29, 2023 | Sep 29, 2023 | ROCHESTER, NY | Firm change |