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Advisor at COMPOSITION WEALTH, LLC
LOS ANGELES, CA | Melville, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMPOSITION WEALTH, LLC | Independent wealth | Sep 27, 2024 | n/a | yes | Melville, NY|LOS ANGELES, CA | Current employment |
| SVB WEALTH | Independent wealth | Oct 7, 2020 | Sep 23, 2024 | no | NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Sep 21, 2020 | no | NEW YORK, NY|New York, NY|NEW YORK, NY|Long Island City, NY|NEW YORK, NY|New York, NY|New York, NY|Long Island City, NY|NEW YORK, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Nov 9, 2004 | May 29, 2007 | no | NEW YORK, NY|PORT JEFFERSON STATION, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SVB WEALTH | COMPOSITION WEALTH, LLC | Sep 23, 2024 | Sep 27, 2024 | 4 | Firm change | Ibd to RIA |
| CITIGROUP GLOBAL MARKETS INC. | SVB WEALTH | Sep 21, 2020 | Oct 7, 2020 | 16 | Firm change | Ibd to RIA |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |