DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter James Laplaca
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Peter Laplaca
At current firm
1 y
since Sep 27, 2024
In the industry
32 y
since Mar 22, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Composition Wealth, LLC independent RIA currentsince Sep 27, 2024 · Melville, Ny
- Svb Wealth independent RIAOct 7, 2020 to Sep 23, 2024 · New York, Ny
- Citigroup Global Markets Inc. BD affiliatedMay 29, 2007 to Sep 21, 2020 · New York, Ny
- Citicorp Investment Services unclassifiedNov 9, 2004 to May 29, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Svb Wealth to Composition Wealth, LLCleft Sep 23, 2024, registered Sep 27, 2024 (4 days) · Affiliated broker-dealer or bank to independent RIA
- Citigroup Global Markets Inc. to Svb Wealthleft Sep 21, 2020, registered Oct 7, 2020 (16 days) · Affiliated broker-dealer or bank to independent RIA
- Citicorp Investment Services to Citigroup Global Markets Inc.left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
- Peter James Laplaca left Svb Wealth for Composition Wealth, Llc (registered 2024-09-27)Sep 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address