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RIA / WealthAdvisor39 years in industry

MICHAEL T MOORE

Advisor at WEALTHQUEST CORPORATION

CINCINNATI, OH

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Search this name across graphsid dfx:ria:dd14604f-413d-3354-e860-0f55c61b0379

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHQUEST CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 22, 1987
First registration: Jun 11, 2001
Dual registered: no
Other names: MICHAEL T JR MOORE|MICHAEL THEODORE MOORE|MICHAEL T MOORE
IAPD individual key: 1711030

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHQUEST CORPORATION	Independent wealth	May 31, 2018	n/a	yes	CINCINNATI, OH	Current employment
CERITY PARTNERS OCIO LLC	Institutional manager	Jan 11, 2012	Mar 15, 2018	no	NEW YORK, NY	Previous registration
SANDLAPPER WEALTH MANAGEMENT, LLC	Former SEC adviser	Mar 1, 2011	Jan 10, 2012	no	GREENVILLE, SC\|GREENVILLE, SC\|CINCINNATI, OH	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Aug 21, 2009	Oct 13, 2009	no	CINCINNATI, OH	Previous registration
ALPHAMARK ADVISORS, LLC	Former SEC adviser	Jun 11, 2001	Aug 5, 2009	no	FT. WRIGHT, KY\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CERITY PARTNERS OCIO LLC	WEALTHQUEST CORPORATION	Mar 15, 2018	May 31, 2018	77	Firm change	RIA to RIA
SANDLAPPER WEALTH MANAGEMENT, LLC	CERITY PARTNERS OCIO LLC	Jan 10, 2012	Jan 11, 2012	1	Firm change	Other
HORTER INVESTMENT MANAGEMENT, LLC	SANDLAPPER WEALTH MANAGEMENT, LLC	Oct 13, 2009	Mar 1, 2011	504	Firm change after gap	Other
ALPHAMARK ADVISORS, LLC	HORTER INVESTMENT MANAGEMENT, LLC	Aug 5, 2009	Aug 21, 2009	16	Firm change	Other

Relationships

Registered with (5)

→ WEALTHQUEST CORPORATIONRegistered adviserregistration: current employment
May 31, 2018 to presentfactForm ADV
→ CERITY PARTNERS OCIO LLCRegistered adviserregistration: previous registration
Jan 11, 2012 to Mar 15, 2018factForm ADV
→ SANDLAPPER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 1, 2011 to Jan 10, 2012factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 21, 2009 to Oct 13, 2009factForm ADV
→ ALPHAMARK ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 11, 2001 to Aug 5, 2009factForm ADV

Dated events

No dated event names this entity yet.