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CRD 116418
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAROLLO, CAROLYN, ANN | Member | A | yes | 09/2001 | Jan 26, 2012 | Mar 28, 2024 |
| CHAMBERS, KEITH, EUGENE | Member | A | yes | 01/2017 | Mar 31, 2017 | Mar 28, 2024 |
| DZIADUS, MICHAEL, PATRICK | Member | A | yes | 01/2012 | Jan 26, 2012 | Mar 28, 2024 |
| HEBRON, STEPHANIE, AMBER | Member | A | yes | 01/2011 | Jan 26, 2012 | Mar 28, 2024 |
| JACOBS, EDWARD, ANTHONY | Member | A | yes | 01/2021 | Mar 31, 2021 | Mar 28, 2024 |
| KANE, SEAN, MICHAEL | Member | A | yes | 01/2004 | Jan 26, 2012 | Mar 28, 2024 |
| MEESE, JACOB, A | Member | A | yes | 01/2021 | Mar 31, 2021 | Mar 28, 2024 |
| NATONSON, DANIELLE, RENEE | Member | A | yes | 01/2010 | Jan 26, 2012 | Mar 28, 2024 |
| SKORNIA, SCOTT, GREGORY | Member | A | yes | 01/2011 | Jan 26, 2012 | Mar 28, 2024 |
| TOURVILLE, MARC, ANDREW | MEMBER, CHIEF COMPLIANCE OFFICER | A | yes | 01/2006 | Jan 26, 2012 | Mar 28, 2024 |
| WIESLER, ANN, MARIE | Member | A | yes | 01/2017 | Mar 31, 2017 | Mar 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Clayton | Mo | United States | 32 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 28, 2025 | $0 | $0 | 40 | 40 | 1 | n/a | n/a |
| 2023 | Mar 28, 2024 | n/a | n/a | 44 | 44 | 1 | n/a | n/a |
| 2022 | Mar 30, 2023 | n/a | n/a | 38 | 38 | 1 | n/a | n/a |
| 2021 | Mar 30, 2022 | n/a | n/a | 40 | 40 | 1 | n/a | n/a |
| 2020 | Mar 31, 2021 | n/a | n/a | 39 | 39 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | n/a | n/a | 37 | 37 | 2 | n/a | n/a |
| 2018 | Mar 28, 2019 | n/a | n/a | 38 | 38 | 2 | n/a | n/a |
| 2017 | Mar 28, 2018 | n/a | n/a | 37 | 37 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | n/a | n/a | 37 | 37 | n/a | n/a | n/a |
| 2015 | Feb 9, 2016 | n/a | n/a | 34 | 34 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | n/a | n/a | 32 | 32 | n/a | n/a | n/a |
| 2013 | Feb 5, 2014 | $85B | $0 | 32 | 32 | n/a | n/a | n/a |
| 2012 | Jan 29, 2013 | $73B | $0 | 31 | 29 | n/a | n/a | n/a |
| 2011 | Jan 26, 2012 | $73B | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $0 | n/a | n/a | n/a | n/a | 40 | 44 | 1 | 1 |