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Former SEC-registered adviser

C••••••• I••••••••• A•••••••• L•••••

Former SEC-registered adviserChicago, IllinoisCRD 116418SEC 801-60751websiteIAPD
Latest filing Mar 28, 2025
First filing on the tape Jan 26, 2012 · 17 filings
SEC status approved since Dec 6, 2001
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
40 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$0 as of Mar 28, 2025
Jan 26, 2012$73B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2025
Jan 26, 20120 then
Employees (5.A)40 as of Mar 28, 2025
Jan 29, 201331 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, otherreportedItem 5.E
Advisory activities
pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
23reported
Charitable clients
8reported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• C••••••• A•• · Membercontrol
        since 09/2001 · owns 5% to 10%
      • C•••••••• K••••• E••••• · Membercontrol
        since 01/2017 · owns 5% to 10%
      • D••••••• M••••••• P•••••• · Membercontrol
        since 01/2012 · owns 5% to 10%
      • H•••••• S••••••••• A•••• · Membercontrol
        since 01/2011 · owns 5% to 10%
      • J•••••• E•••••• A•••••• · Membercontrol
        since 01/2021 · owns 5% to 10%
      • K•••• S•••• M•••••• · Membercontrol
        since 01/2004 · owns 5% to 10%
      • M••••• J••••• A• · Membercontrol
        since 01/2021 · owns 5% to 10%
      • N•••••••• D•••••••• R•••• · Membercontrol
        since 01/2010 · owns 5% to 10%
      • S••••••• S••••• G•••••• · Membercontrol
        since 01/2011 · owns 5% to 10%
      • T••••••••• M•••• A••••• · Member, Chief Compliance Officercontrol
        since 01/2006 · owns 5% to 10%
      • W••••••• A••• M•••• · Membercontrol
        since 01/2017 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Clayton, MO32 employees
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Mar 28, 2024 to Mar 28, 2025
      • Advisory employees · 44 to 40
        Mar 28, 2024 to Mar 28, 2025
      • Employees · 44 to 40
        Mar 28, 2024 to Mar 28, 2025
      • Discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · unset to 0.0
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · unset to 0.0
        Mar 28, 2024 to Mar 28, 2025
      • Advisory employees · 38 to 44
        Mar 30, 2023 to Mar 28, 2024
      • Charity clients · 7 to 8
        Mar 30, 2023 to Mar 28, 2024
      • Employees · 38 to 44
        Mar 30, 2023 to Mar 28, 2024
      • Advisory employees · 40 to 38
        Mar 30, 2022 to Mar 30, 2023
      • Charity clients · 5 to 7
        Mar 30, 2022 to Mar 30, 2023
      • Corporate clients · 15 to 13
        Mar 30, 2022 to Mar 30, 2023
      • Pension plan clients · 21 to 23
        Mar 30, 2022 to Mar 30, 2023
      • Employees · 40 to 38
        Mar 30, 2022 to Mar 30, 2023
      • Advisory employees · 39 to 40
        Mar 31, 2021 to Mar 30, 2022
      • Corporate clients · 12 to 15
        Mar 31, 2021 to Mar 30, 2022
      • Pension plan clients · 19 to 21
        Mar 31, 2021 to Mar 30, 2022
      • Employees · 39 to 40
        Mar 31, 2021 to Mar 30, 2022
      • Advisory employees · 37 to 39
        Mar 30, 2020 to Mar 31, 2021
      • Charity clients · unset to 5.0
        Mar 30, 2020 to Mar 31, 2021
      • Corporate clients · 10 to 12
        Mar 30, 2020 to Mar 31, 2021
      • Pension plan clients · 20 to 19
        Mar 30, 2020 to Mar 31, 2021
      • Employees · 37 to 39
        Mar 30, 2020 to Mar 31, 2021
      • Other offices · 2 to 1
        Mar 30, 2020 to Mar 31, 2021
      • Advisory employees · 38 to 37
        Mar 28, 2019 to Mar 30, 2020
      • Corporate clients · unset to 10.0
        Mar 28, 2019 to Mar 30, 2020
      • Pension plan clients · 18 to 20
        Mar 28, 2019 to Mar 30, 2020
      • Employees · 38 to 37
        Mar 28, 2019 to Mar 30, 2020
      • Advisory employees · 37 to 38
        Mar 28, 2018 to Mar 28, 2019
      • Employees · 37 to 38
        Mar 28, 2018 to Mar 28, 2019
      • Pension plan clients · unset to 18.0
        Mar 31, 2017 to Mar 28, 2018
      • Other offices · unset to 2.0
        Mar 31, 2017 to Mar 28, 2018
      • Pension RAUM · unset to 0.0
        Mar 31, 2017 to Mar 28, 2018
      • Advisory employees · 34 to 37
        Feb 9, 2016 to Mar 31, 2017
      • Employees · 34 to 37
        Feb 9, 2016 to Mar 31, 2017
      • Advisory employees · 32 to 34
        Mar 30, 2015 to Feb 9, 2016
      • Employees · 32 to 34
        Mar 30, 2015 to Feb 9, 2016
      • Advisory employees · 30 to 32
        Aug 28, 2014 to Mar 30, 2015
      • Employees · 30 to 32
        Aug 28, 2014 to Mar 30, 2015
      • Accounts · 54.0 to unset
        Feb 5, 2014 to Aug 28, 2014
      Signals
      5 dated events
      • C••••••• I••••••••• A•••••••• L••••• no longer on the SEC adviser roster (last listed 2025-05-02)
        Jun 2, 2025 · Left the SEC roster · derived
      • John Matthew Padberg (Member) no longer on Schedule A of C••••••• I••••••••• A•••••••• L••••• (listed 2023-03-30, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Joann Cynthia Potter (Member) no longer on Schedule A of C••••••• I••••••••• A•••••••• L••••• (listed 2021-03-31, absent 2022-03-30)
        Mar 30, 2022 · Control person left · inference
      • Anthony Edward Jacobs (Member) appeared on Schedule A of C••••••• I••••••••• A•••••••• L•••••
        Mar 31, 2021 · Control person joined · fact
      • A Jacob Meese (Member) appeared on Schedule A of C••••••• I••••••••• A•••••••• L•••••
        Mar 31, 2021 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026