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Advisor at HARTFORD FUNDS
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARTFORD FUNDS | Asset manager | Mar 20, 2018 | n/a | yes | WAYNE, PA | Current employment |
| MANAGED ACCOUNT ADVISORS LLC | Independent wealth | Dec 26, 2014 | Feb 26, 2018 | no | JERSEY CITY, NJ | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 15, 2013 | Nov 18, 2014 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 23, 2010 | Apr 4, 2013 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MANAGED ACCOUNT ADVISORS LLC | HARTFORD FUNDS | Feb 26, 2018 | Mar 20, 2018 | 22 | Firm change | Other |
| STRATEGIC ADVISERS LLC | MANAGED ACCOUNT ADVISORS LLC | Nov 18, 2014 | Dec 26, 2014 | 38 | Firm change | Other |
| MORGAN STANLEY | STRATEGIC ADVISERS LLC | Apr 4, 2013 | May 15, 2013 | 41 | Firm change | Wirehouse to ibd |