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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | KATY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2024 | n/a | yes | PLYMOUTH, MN|KATY, TX | Current employment |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Sep 30, 2022 | Nov 1, 2024 | no | SCOTTSDALE, AZ|Houston, TX | Previous registration |
| EDWARD JONES | National bd RIA | Sep 16, 2019 | Oct 3, 2022 | no | Fulshear, TX|ST LOUIS, MO|Sugar Land, TX|KATY, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 1, 2024 | Nov 1, 2024 | 0 | Firm change | RIA to ibd |
| EDWARD JONES | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Oct 3, 2022 | Sep 30, 2022 | -3 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169045:116407:AZ:2024-11-01 | Nov 1, 2024 | Nov 1, 2024 | SCOTTSDALE, AZ | Firm change |