DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•• F•••••••• A•••••••
MELVILLE, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•• F•••••••• A••••••• | Independent wealth | Oct 13, 2021 | n/a | yes | MELVILLE, NY|NEW YORK, NY | Current employment |
| A••••••• A••••••• S••••••• | Former SEC adviser | Apr 20, 2017 | Oct 29, 2021 | no | LINCOLN, NE|MELVILLE, NY|Freeport, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• A••••••• S••••••• | E•• F•••••••• A••••••• | Oct 29, 2021 | Oct 13, 2021 | -16 | Firm change | Ibd to ibd |
| E•••••••• A•••••••• L•• | A••••••• A••••••• S••••••• | Mar 1, 2017 | Apr 20, 2017 |
| E•••••••• A•••••••• L•• | National bd RIA | Feb 6, 2014 | Mar 1, 2017 | no | MELVILLE, NY | Previous registration |
| W•• S••••••••• L•• | State registered | Jan 23, 2012 | Dec 31, 2013 | no | EAST NORTHPORT, NY|GARDEN CITY, NY|Cranford, NJ|GARDEN CITY, NY | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Sep 13, 2010 | no | NEW YORK, NY | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Apr 11, 2008 | Nov 30, 2009 | no | ORLANDO, FL|NEW YORK, NY | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jul 26, 2005 | Apr 21, 2008 | no | Winter Park, FL|ORLANDO, FL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jul 31, 1993 | Aug 5, 2005 | no | ORLANDO, FL | Previous registration |
| 50 |
| Firm change |
| Other |
| W•• S••••••••• L•• | E•••••••• A•••••••• L•• | Dec 31, 2013 | Feb 6, 2014 | 37 | Firm change | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | W•• S••••••••• L•• | Sep 13, 2010 | Jan 23, 2012 | 497 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Nov 30, 2009 | Jan 2, 2009 | -332 | Firm change after gap | Other |
| U•• F•••••••• S••••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Apr 21, 2008 | Apr 11, 2008 | -10 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | U•• F•••••••• S••••••• I••• | Aug 5, 2005 | Jul 26, 2005 | -10 | Firm change | Other |