DFX Intelligence

C••••• S••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

C••••• S••••••• K•••

Advisor at B•••••••• I••••••••• G••••

BEVERLY HILLS, CA | PHOENIX, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Nov 29, 2025	n/a	yes	PHOENIX, AZ\|BEVERLY HILLS, CA	Current employment
B•••••••• A•••• M••••••••• L••	Independent wealth	Jul 23, 2018	Jun 28, 2023	no	BEVERLY HILLS, CA\|RENO, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A•••• M••••••••• L••	B•••••••• I••••••••• G••••	Jun 28, 2023	Nov 29, 2025	885	Firm change after gap	RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	B•••••••• A•••• M••••••••• L••	Dec 18, 2017	Jul 23, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
143440:316544:NV:2023-06-28	Jun 28, 2023	Nov 29, 2025	RENO, NV	Firm change after gap

Relationships

Registered with (5)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Nov 29, 2025 to presentfactForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 23, 2018 to Jun 28, 2023factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2008 to Dec 18, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 7, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.