This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UPSTREAM FINANCIAL ADVISORS LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

First registration

Aug 6, 2021

Dual registered

no

IAPD individual key

7422013

• Occurred

  Apr 2, 2024
  Advisor changed firm

  Derek Sean Ketcho left Cahill Financial Advisors, Inc. for Upstream Financial Advisors Llc (registered 2024-04-02)

  Form ADVobserved 6 days ago
• Occurred

  Sep 26, 2022
  Advisor changed firm

  Derek Sean Ketcho left Jnba Financial Advisors, Llc for Cahill Financial Advisors, Inc. (registered 2022-10-24)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dd4da2e2-9fd1-a1d1-ad92-7010063ccebd

First observed

Aug 6, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.