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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Eileen Polese

Advisor at HIGHTOWER ADVISORS, LLC

New York, NY | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd565560-6de2-7d4a-ed0c-e456709a049e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 18, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 16, 2019
First registration: Dec 18, 2019
Dual registered: no
Other names: EILEEN POLESE|EILEEN MCCABE
IAPD individual key: 4304494

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Oct 29, 2021	n/a	yes	CHICAGO, IL\|New York, NY	Current employment
ALEXANDRIA CAPITAL	Former SEC adviser	Jun 2, 2021	Dec 13, 2021	no	New York, NY\|ARLINGTON, VA	Previous registration
ASPIRE ADVISORS, LLC	Independent wealth	Dec 18, 2019	Feb 18, 2020	no	NORTH WHITE PLAINS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALEXANDRIA CAPITAL	HIGHTOWER ADVISORS, LLC	Dec 13, 2021	Oct 29, 2021	-45	Firm change after gap	RIA to ibd
ASPIRE ADVISORS, LLC	ALEXANDRIA CAPITAL	Feb 18, 2020	Jun 2, 2021	470	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129120:145323:NY:2021-12-06	Dec 13, 2021	Oct 29, 2021	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Oct 29, 2021 to presentfactForm ADV
→ ALEXANDRIA CAPITALRegistered adviserregistration: previous registration
Jun 2, 2021 to Dec 13, 2021factForm ADV
→ ASPIRE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 18, 2019 to Feb 18, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd565560-6de2-7d4a-ed0c-e456709a049e
First observed: Dec 18, 2019
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Eileen Polese

Advisor at HIGHTOWER ADVISORS, LLC

New York, NY | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd565560-6de2-7d4a-ed0c-e456709a049e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HIGHTOWER ADVISORS, LLC

Bd affiliated wealth

Oct 29, 2021

n/a

yes

CHICAGO, IL|New York, NY

Current employment

ALEXANDRIA CAPITAL

Former SEC adviser

Jun 2, 2021

Dec 13, 2021

New York, NY|ARLINGTON, VA

Previous registration

ASPIRE ADVISORS, LLC

Independent wealth

Dec 18, 2019

Feb 18, 2020

NORTH WHITE PLAINS, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

ALEXANDRIA CAPITAL

HIGHTOWER ADVISORS, LLC

Dec 13, 2021

Oct 29, 2021

-45

Firm change after gap

RIA to ibd

ASPIRE ADVISORS, LLC

ALEXANDRIA CAPITAL

Feb 18, 2020

Jun 2, 2021

470

Firm change after gap

RIA to RIA

Team

Left

Joined

From

Kind

129120:145323:NY:2021-12-06

Dec 13, 2021

Oct 29, 2021

NEW YORK, NY

Firm change after gap