DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eileen Polese
Certified Financial Planner
Feed of 09/15/2026
Also filed as Eileen Polese
At current firm
4 y
since Oct 29, 2021
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Oct 29, 2021 · Chicago, Il
- Alexandria Capital formerJun 2, 2021 to Dec 13, 2021 · New York, Ny
- Aspire Advisors, LLC independent RIADec 18, 2019 to Feb 18, 2020 · North White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- Alexandria Capital to Hightower Advisors, LLCleft Dec 13, 2021, registered Oct 29, 2021 (-45 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Aspire Advisors, LLC to Alexandria Capitalleft Feb 18, 2020, registered Jun 2, 2021 (470 days) · RIA to RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address