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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

CHARLES PETER WALLACE

Advisor at OPPENHEIMER & CO. INC.

NORTH PALM BEACH, FL | VERO BEACH, FL

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Search this name across graphsid dfx:ria:dd5b94ee-9e0f-580e-5c7b-9812f659b80b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 8, 1992
First registration: Jan 3, 2000
Dual registered: yes, broker-dealer
Other names: CHARLES WALLACE|C PETER WALLACE
IAPD individual key: 2232489

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Oct 4, 2013	n/a	yes	VERO BEACH, FL\|NORTH PALM BEACH, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 23, 2013	no	MIAMI BEACH, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 29, 2008	Jun 1, 2009	no	MIAMI BEACH, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 8, 2003	Jul 30, 2008	no	MIAMI BEACH, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 3, 2000	Aug 9, 2002	no	CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	OPPENHEIMER & CO. INC.	Jul 23, 2013	Oct 4, 2013	73	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Jul 30, 2008	Jul 29, 2008	-1	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	WELLS FARGO ADVISORS	Aug 9, 2002	Jul 8, 2003	333	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
Oct 4, 2013 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 23, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 29, 2008 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 8, 2003 to Jul 30, 2008factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 3, 2000 to Aug 9, 2002factForm ADV

Dated events

No dated event names this entity yet.