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RIA / WealthAdvisorCertified Financial Planner30 years in industry

JAMES CHRISTOPHER DAVIS

Advisor at NAPLES GLOBAL ADVISORS

VERO BEACH, FL

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Search this name across graphsid dfx:ria:dd5dc4ae-3860-e839-d1cb-0e98f5ae1ca0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAPLES GLOBAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 24, 1996
First registration: Nov 28, 2005
Dual registered: no
Other names: JIM DAVIS
IAPD individual key: 2561108

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAPLES GLOBAL ADVISORS	Independent wealth	May 12, 2023	n/a	yes	VERO BEACH, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Apr 19, 2023	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 4, 2012	Jul 13, 2018	no	VERO BEACH, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 29, 2010	Apr 9, 2012	no	ORLANDO, FL\|VERO BEACH, FL	Previous registration
FNB BROKERAGE SERVICES, INC.	n/a	Oct 25, 2007	Apr 19, 2010	no	STUART, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Nov 28, 2005	Aug 27, 2007	no	VERO BEACH, FL\|VERO BEACH, FL\|VERO BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	NAPLES GLOBAL ADVISORS	Apr 19, 2023	May 12, 2023	23	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
SUNTRUST INVESTMENT SERVICES, INC.	STRATEGIC ADVISERS LLC	Apr 9, 2012	Jun 4, 2012	56	Firm change	Other
FNB BROKERAGE SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Apr 19, 2010	Oct 29, 2010	193	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	FNB BROKERAGE SERVICES, INC.	Aug 27, 2007	Oct 25, 2007	59	Firm change	Other

Relationships

Registered with (5)

→ NAPLES GLOBAL ADVISORSRegistered adviserregistration: current employment
May 12, 2023 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Apr 19, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 4, 2012 to Jul 13, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 29, 2010 to Apr 9, 2012factForm ADV
→ FNB BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Oct 25, 2007 to Apr 19, 2010factForm ADV

Dated events

Occurred
Apr 19, 2023
Advisor changed firm
James Christopher Davis left Fidelity Personal And Workplace Advisors for Naples Global Advisors (registered 2023-05-12)
Form ADVobserved 4 days ago