DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Christopher Davis

Naples Global Advisorsindependent RIAVero Beach, FlIA-onlyIAPD 2561108

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jim Davis

At current firm

3 y

since May 12, 2023

In the industry

30 y

since May 24, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Naples Global Advisors independent RIA current
since May 12, 2023 · Vero Beach, Fl
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Apr 19, 2023 · Boston, Ma
Strategic Advisers LLC national BD
Jun 4, 2012 to Jul 13, 2018 · Vero Beach, Fl
Suntrust Investment Services, Inc. former
Oct 29, 2010 to Apr 9, 2012 · Orlando, Fl
Fnb Brokerage Services, Inc. unclassified
Oct 25, 2007 to Apr 19, 2010 · Stuart, Fl
Suntrust Investment Services, Inc. former
Nov 28, 2005 to Aug 27, 2007 · Vero Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Naples Global Advisors
left Apr 19, 2023, registered May 12, 2023 (23 days) · Affiliated broker-dealer or bank to independent RIA
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Suntrust Investment Services, Inc. to Strategic Advisers LLC
left Apr 9, 2012, registered Jun 4, 2012 (56 days) · Other
Fnb Brokerage Services, Inc. to Suntrust Investment Services, Inc.
left Apr 19, 2010, registered Oct 29, 2010 (193 days) · Other
Suntrust Investment Services, Inc. to Fnb Brokerage Services, Inc.
left Aug 27, 2007, registered Oct 25, 2007 (59 days) · Other

Signals

James Christopher Davis left Fidelity Personal And Workplace Advisors for Naples Global Advisors (registered 2023-05-12)
Apr 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address