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Advisor at GRADIENT WEALTH MANAGEMENT
ARDEN HILLS, MN | Spring Hill, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRADIENT WEALTH MANAGEMENT | Bd affiliated wealth | May 2, 2023 | n/a | yes | ARDEN HILLS, MN|ARDEN HILLS, MN|Spring Hill, FL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Nov 6, 2020 | May 4, 2023 | no | HOMOSASSA, FL | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Oct 1, 2015 | Nov 6, 2020 | no | Spring Hill, FL|SEATTLE, WA|Homosassa, FL|SEATTLE, WA | Previous registration |
| SIGNATOR FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 5, 2011 | Sep 1, 2015 | no | SPRING HILL, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | GRADIENT WEALTH MANAGEMENT | May 4, 2023 | May 2, 2023 | -2 | Firm change | Ibd to ibd |
| KMS FINANCIAL SERVICES, INC | SECURITIES AMERICA ADVISORS, INC. | Nov 6, 2020 | Nov 6, 2020 | 0 | Bulk transfer | Ibd to ibd |
| SIGNATOR FINANCIAL SERVICES, INC. | KMS FINANCIAL SERVICES, INC | Sep 1, 2015 | Oct 1, 2015 | 30 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19061:3866:FL:2015-09-01 | Sep 1, 2015 | Oct 1, 2015 | SPRING HILL, FL | Firm change |