DFX Intelligence

J••••••• L••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••••••• L••• E••••••••

Advisor at L•••• F••• A••••••• S•••••••

BELLE PLAINE, IA | DALLAS, TX

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Search this name across graphsid dfx:ria:dd6968ab-50d7-06e7-b881-ddda7de4aab7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Aug 6, 2025	n/a	yes	BELLE PLAINE, IA\|DALLAS, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 9, 2021	Jul 3, 2025	no	SAN DIEGO, CA\|BELLE PLAINE, IA\|BELLE PLAINE, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	L•••• F••• A••••••• S•••••••	Jul 3, 2025	Aug 6, 2025	34	Firm change	Ibd to ibd
R•• C•••••• M••••••• L••	L•• F•••••••• L••	Aug 26, 2021	Sep 9, 2021

Relationships

Registered with (3)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2021 to Jul 3, 2025factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 1, 2001 to Aug 26, 2021factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd6968ab-50d7-06e7-b881-ddda7de4aab7
First observed: Mar 1, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.