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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JASON EDWIN BUCHINGER

Advisor at LPL FINANCIAL LLC

MARSHFIELD, WI | Stevens Point, WI | NEILLSVILLE, WI

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Search this name across graphsid dfx:ria:dd6b5fdc-6be2-9249-6432-e5d7543ad98e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jul 31, 1997
First registration: Oct 10, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2910720

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	NEILLSVILLE, WI\|Stevens Point, WI\|MARSHFIELD, WI	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Feb 24, 2017	May 18, 2022	no	MARSHFIELD, WI\|Stevens Point, WI	Previous registration
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	May 14, 2015	Feb 10, 2017	no	STEVENS POINT, WI\|PLOVER, WI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 10, 2013	Apr 16, 2015	no	APPLETON, WI\|APPLETON, WI\|APPLETON, WI	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Apr 12, 2006	Dec 9, 2010	no	APPLETON, WI\|APPLETON, WI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Feb 14, 2006	no	APPLETON, WI\|APPLETON, WI	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Oct 10, 2002	Jul 6, 2005	no	APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
ASSOCIATED INVESTMENT SERVICES, INC.	CUNA BROKERAGE SERVICES, INC.	Feb 10, 2017	Feb 24, 2017	14	Firm change	Other
J.P. MORGAN SECURITIES LLC	ASSOCIATED INVESTMENT SERVICES, INC.	Apr 16, 2015	May 14, 2015	28	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Dec 9, 2010	Jun 10, 2013	914	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	CUNA BROKERAGE SERVICES, INC.	Feb 14, 2006	Apr 12, 2006	57	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Feb 24, 2017 to May 18, 2022factForm ADV
→ ASSOCIATED INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 14, 2015 to Feb 10, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 10, 2013 to Apr 16, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Feb 14, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 10, 2002 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.