DFX Intelligence

N••••••• J•••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N••••••• J•••• K••••••

Advisor at N•••••• A•••••••• L••

BOSTON, MA | Plainville, MA

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 3, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••• L••	Bd affiliated wealth	Jul 3, 2025	n/a	yes	BOSTON, MA\|Plainville, MA	Current employment
B••• J••• F•••••••• L••	Independent wealth	Aug 6, 2024	Oct 31, 2024	no	ALBANY, NY\|Marstons Mills, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• J••• F•••••••• L••	N•••••• A•••••••• L••	Oct 31, 2024	Jul 3, 2025	245	Firm change	RIA to ibd
T••••••• I••••••••• M••••••••• I•••	B••• J••• F•••••••• L••	Jul 31, 2024	Aug 6, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:331138:MA:2024-07-30	Jul 31, 2024	Aug 6, 2024	MARSTONS MILLS, MA	Firm change

Relationships

Registered with (3)

→ N•••••• A•••••••• L••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ B••• J••• F•••••••• L••Registered adviserregistration: previous registration
Aug 6, 2024 to Oct 31, 2024factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2021 to Jul 31, 2024factForm ADV

Dated events

Occurred
Oct 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 3, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.