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Advisor at LPL ENTERPRISE, LLC
ORANGE, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | ORANGE, TX|HOUSTON, TX | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 27, 2023 | Nov 14, 2024 | no | Orange, TX|HOUSTON, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 22, 2019 | Jun 26, 2023 | no | Beaumont, TX | Previous registration |
| EDWARD JONES | National bd RIA | Aug 8, 2011 | Oct 1, 2019 | no | ORANGE, TX|ORANGE, TX|ST LOUIS, MO|LAKE CHARLES, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| AMERIPRISE FINANCIAL SERVICES, LLC | PRUCO SECURITIES, LLC | Jun 26, 2023 | Jun 27, 2023 | 1 | Firm change | Ibd to ibd |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 1, 2019 | Oct 22, 2019 | 21 | Firm change | Ibd to ibd |