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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

TC ADVISORS LTD.

CRD 290891

SALINA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd8daa11-4a9a-fee1-62a8-211aa43392ce

Data as of Jan 24, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 2, 2022 to Jan 24, 2023
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $75.1MItem 5.F on the latest filing (2023-01-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $75.1M
Private client RAUM: $75.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $25.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 249
Individual clients: 277
High net worth clients: 29
SEC number: 801-123372
CRD: 290891
Filings on the tape: 9
First filed: Feb 2, 2022
Latest filed: Jan 24, 2023
Organised: Corporation, Kansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAMMAN, JANIS, M	SECRETARY/TREASURER	D	yes	10/2017	Feb 2, 2022	Jan 24, 2023
HAMMAN, ROBERT, LEE	PRESIDENT/CCO	C	yes	10/2017	Feb 2, 2022	Jan 24, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HILLTOP SECURITIES INC.	n/a	Bd affiliated wealth	$2.5B	N	no	Tn
CHIEF ADVISORS CORPORATION	n/a	State registered	$70.9M	N	yes	n/a
FIRST ASSET FINANCIAL INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
TRAVERSE CITY	Mi	United States	2	yes

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Affiliated with (2)

→ CHIEF ADVISORS CORPRegistered adviserother investment adviser, common control
factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserother investment adviser, broker-dealer, custodian
factForm ADV

Controls (2)

← HAMMAN, JANIS, MOwnerSECRETARY/TREASURER, ownership code D, individual
Feb 2, 2022 to presentfactForm ADV
← HAMMAN, ROBERT, LEEOwnerPRESIDENT/CCO, ownership code C, individual
Feb 2, 2022 to presentfactForm ADV

Registered with (4)

← TREVOR LYNN FETTERSAdvisorregistration: current employment
Aug 17, 2021 to presentfactForm ADV
← ROBERT LEE HAMMANAdvisorregistration: current employment
Jan 24, 2018 to presentfactForm ADV
← THOMAS ALLAN COSGROVEAdvisorregistration: current employment
Jan 10, 2018 to presentfactForm ADV
← JOHN FREDERICK COSGROVEAdvisorregistration: previous registration
Apr 9, 2018 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
John Frederick Cosgrove left Tc Advisors Ltd. for Kingsman Wealth Management Inc. (registered 2023-01-04)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2022
First Form ADV filing
Tc Advisors Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd8daa11-4a9a-fee1-62a8-211aa43392ce
First observed: Feb 2, 2022
Last observed: Jan 24, 2023 44 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TC ADVISORS LTD.

CRD 290891

SALINA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd8daa11-4a9a-fee1-62a8-211aa43392ce

Data as of Jan 24, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAMMAN, JANIS, M

SECRETARY/TREASURER

yes

10/2017

Feb 2, 2022

Jan 24, 2023

HAMMAN, ROBERT, LEE

PRESIDENT/CCO

yes

10/2017

Feb 2, 2022

Jan 24, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HILLTOP SECURITIES INC.

n/a

Bd affiliated wealth

$2.5B

CHIEF ADVISORS CORPORATION

n/a

State registered

$70.9M

yes

n/a

FIRST ASSET FINANCIAL INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

TRAVERSE CITY

United States

yes

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%