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RIA / WealthAdvisor39 years in industry

JOHN FREDERICK COSGROVE

Advisor at KINGSMAN WEALTH MANAGEMENT INC.

PENSACOLA, FL | Ooltewah, TN

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Search this name across graphsid dfx:ria:fbebb713-8c51-217e-dd23-02abb786ff36

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSMAN WEALTH MANAGEMENT INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 5, 1987
First registration: Mar 18, 2004
Dual registered: no
Other names: JOHN COSGROVE
IAPD individual key: 1659111

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSMAN WEALTH MANAGEMENT INC.	Independent wealth	Jan 4, 2023	n/a	yes	Ooltewah, TN\|PENSACOLA, FL	Current employment
TC ADVISORS LTD.	Former SEC adviser	Apr 9, 2018	Dec 31, 2022	no	Ooltewah, TN\|SALINA, KS	Previous registration
CHIEF ADVISORS CORP	State registered	Jan 7, 2010	Dec 31, 2018	no	SALINA, KS\|CHATTANOOGA, TN\|Ooltewah, TN	Previous registration
CHIEF ADVISORS CORP	State registered	Oct 22, 2007	Dec 31, 2009	no	SALINA, KS	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 18, 2004	Sep 13, 2006	no	Winter Park, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TC ADVISORS LTD.	KINGSMAN WEALTH MANAGEMENT INC.	Dec 31, 2022	Jan 4, 2023	4	Firm change	RIA to RIA
CHIEF ADVISORS CORP	TC ADVISORS LTD.	Dec 31, 2018	Apr 9, 2018	-266	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	CHIEF ADVISORS CORP	Sep 13, 2006	Oct 22, 2007	404	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (4)

→ KINGSMAN WEALTH MANAGEMENT INC.Registered adviserregistration: current employment
Jan 4, 2023 to presentfactForm ADV
→ TC ADVISORS LTD.Registered adviserregistration: previous registration
Apr 9, 2018 to Dec 31, 2022factForm ADV
→ CHIEF ADVISORS CORPRegistered adviserregistration: previous registration
Jan 7, 2010 to Dec 31, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 18, 2004 to Sep 13, 2006factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
John Frederick Cosgrove left Tc Advisors Ltd. for Kingsman Wealth Management Inc. (registered 2023-01-04)
Form ADVobserved 6 days ago