DFX Intelligence

E••••• K••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

E••••• K••• B•••

Advisor at H•••••••• A•••••••• L••

Henderson, NV | CHICAGO, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Dec 10, 2024	n/a	yes	CHICAGO, IL\|Henderson, NV	Current employment
B•• A•• I••••••••• A••••••• L••	Former SEC adviser	Aug 24, 2018	Oct 14, 2021	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•• I••••••••• A••••••• L••	H•••••••• A•••••••• L••	Oct 14, 2021	Dec 10, 2024	1,153	Firm change after gap	RIA to ibd
W•••• F•••• A•••••••	B•• A•• I••••••••• A••••••• L••	Jul 30, 2018	Aug 24, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
104580:145323:CA:2021-10-14	Oct 14, 2021	Dec 10, 2024	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (7)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ B•• A•• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 24, 2018 to Oct 14, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 9, 2017 to Jul 30, 2018factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 24, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.