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M••• C••••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M••• C••••••••• D•••••

Advisor at I••••••• F•••••••• S••••••• A•••••••

OAKLAND, CA | Wheeling, IL

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Search this name across graphsid dfx:ria:dd96ab99-563d-f2b4-d274-b718a11aad89

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F•••••••• S••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F•••••••• S••••••• A•••••••	Independent wealth	Jan 23, 2023	n/a	yes	OAKLAND, CA\|Wheeling, IL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 30, 2017	Jan 4, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	I••••••• F•••••••• S••••••• A•••••••	Jan 4, 2023	Jan 23, 2023	19	Firm change	Wirehouse to RIA
M•• I•••••••• S•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 7, 2017

Relationships

Registered with (6)

→ I••••••• F•••••••• S••••••• A•••••••Registered adviserregistration: current employment
Jan 23, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 30, 2017 to Jan 4, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Jul 7, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Jan 4, 2023
Advisor changed firm
M••• C••••••••• D••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for I••••••• F•••••••• S••••••• A••••••• (registered 2023-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd96ab99-563d-f2b4-d274-b718a11aad89
First observed: Jul 24, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.