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RIA / WealthAdvisor25 years in industry

MARK DONALD MURRAY

Advisor at SWBC INVESTMENT ADVISORY SERVICES LLC

AUSTIN, TX

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Search this name across graphsid dfx:ria:dda0ad12-060c-6fa1-2237-eea04fade180

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SWBC INVESTMENT ADVISORY SERVICES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 20, 2000
First registration: Apr 12, 2002
Dual registered: no
IAPD individual key: 4284672

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SWBC INVESTMENT ADVISORY SERVICES LLC	No RAUM reported	Feb 6, 2024	n/a	yes	AUSTIN, TX	Current employment
CREATIVE PLANNING	Independent wealth	Mar 1, 2022	Jun 5, 2023	no	OVERLAND PARK, KS\|Round Rock, TX	Previous registration
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Jun 21, 2013	May 12, 2021	no	ROUND ROCK, TX	Previous registration
METLIFE INVESTMENT FUND SERVICES LLC	n/a	Apr 12, 2002	Oct 31, 2003	no	IRVING, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVE PLANNING	SWBC INVESTMENT ADVISORY SERVICES LLC	Jun 5, 2023	Feb 6, 2024	246	Firm change	Other
TRANSAMERICA RETIREMENT ADVISORS, LLC	CREATIVE PLANNING	May 12, 2021	Mar 1, 2022	293	Firm change	Ibd to RIA
METLIFE INVESTMENT FUND SERVICES LLC	TRANSAMERICA RETIREMENT ADVISORS, LLC	Oct 31, 2003	Jun 21, 2013	3,521	Firm change after gap	Other

Relationships

Registered with (4)

→ SWBC INVESTMENT ADVISORY SERVICES LLCRegistered adviserregistration: current employment
Feb 6, 2024 to presentfactForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Mar 1, 2022 to Jun 5, 2023factForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 21, 2013 to May 12, 2021factForm ADV
→ METLIFE INVESTMENT FUND SERVICES LLCRegistered adviserregistration: previous registration
Apr 12, 2002 to Oct 31, 2003factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
Mark Donald Murray left Creative Planning for Swbc Investment Advisory Services Llc (registered 2024-02-06)
Form ADVobserved 6 days ago