This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 26, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Mar 26, 2015

First registration

Mar 7, 2016

Dual registered

no

Other names

JOSEPH ANDERSON|Joe Anderson

IAPD individual key

6353257

• Occurred

  Nov 3, 2025
  Advisor changed firm

  Joseph Arthur Anderson left Retirement Financial Group, Llc for Foundations Investment Advisors Llc (registered 2025-11-04)

  Form ADVobserved 5 days ago
• Occurred

  Mar 19, 2025
  Advisor changed firm

  Joseph Arthur Anderson left Shp Wealth Management, Llc for Retirement Financial Group, Llc (registered 2025-03-19)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ddb1bb53-0576-1563-df15-df348bd8760b

First observed

Mar 7, 2016

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.