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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | NORTH CANTON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | n/a | yes | NORTH CANTON, OH|NEW ORLEANS, LA | Current employment |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Apr 16, 2015 | Nov 1, 2021 | no | NORTH CANTON, OH|PITTSBURGH, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 24, 2007 | May 1, 2015 | no | NORTH CANTON, OH|FORT MILL, SC|NORTH CANTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | May 1, 2015 | Apr 16, 2015 | -15 | Firm change | Other |