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Reading the graph
Advisor at FOCUS FINANCIAL
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS FINANCIAL | Independent wealth | Dec 10, 2013 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 29, 2006 | May 24, 2007 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | FOCUS FINANCIAL | May 24, 2007 | Dec 10, 2013 | 2,392 | Firm change after gap | Other |