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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ADVICEPERIOD SERVICES, LLC

CRD 309309

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddc6d615-cfa7-742c-af0e-d71f570bd7d2

Data as of Mar 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: May 19, 2020 to Mar 26, 2021
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-118946
CRD: 309309
Filings on the tape: 5
First filed: May 19, 2020
Latest filed: Mar 26, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APH PARTNERS, LLC	Member	C	yes	05/2020	Mar 8, 2021	Mar 26, 2021
LOCKSHIN, STEVEN, DAVID	Director	Na	yes	05/2020	May 19, 2020	Mar 26, 2021
LOCKSHIN, STEVEN, DAVID	Member	D	yes	11/2013	May 19, 2020	Mar 26, 2021
OPENADVISOR, LLC	Member	D	yes	05/2020	May 19, 2020	Mar 26, 2021
OPENADVISOR, LLC	MANAGING MEMBER	E	yes	11/2013	May 19, 2020	Mar 26, 2021
SHIGEMURA-HILDEBRAND, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2020	May 19, 2020	Mar 26, 2021
STRAUB, JONATHAN, PAUL	Director	Na	yes	05/2020	May 19, 2020	Mar 26, 2021
HOLTHOUSE, PHILIP, JAY	Member	C	no	05/2020	May 19, 2020	Mar 26, 2021
Hutchins, Greggory, J.	Member	C	no	05/2020	May 19, 2020	Mar 26, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ADVICEPERIOD, LLC	n/a	Former SEC adviser	$4.5B	Y	yes	n/a
B+ INSTITUTIONAL SERVICES, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 8, 2021	n/a	n/a	5	4	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Affiliated with (3)

→ ADVICEPERIOD, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ B+ INSTITUTIONAL SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← B+ INSTITUTIONAL SERVICES, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (5)

← LOCKSHIN, STEVEN, DAVIDOwnerMEMBER, ownership code D, individual
May 19, 2020 to presentfactForm ADV
← STRAUB, JONATHAN, PAULOwnerDIRECTOR, ownership code NA, individual
May 19, 2020 to presentfactForm ADV
← SHIGEMURA-HILDEBRAND, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 19, 2020 to presentfactForm ADV
← APH PARTNERS, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 8, 2021 to presentfactForm ADV
← OPENADVISOR, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
May 19, 2020 to presentfactForm ADV

Owns (2)

← HOLTHOUSE, PHILIP, JAYOwnerMEMBER, ownership code C, individual
May 19, 2020 to presentfactForm ADV
← Hutchins, Greggory, J.OwnerMEMBER, ownership code C, individual
May 19, 2020 to presentfactForm ADV

Dated events

Occurred
Mar 8, 2021
Control person left
Kenneth Lawrence Miles (Director) no longer on Schedule A of Adviceperiod Services, Llc (listed 2020-07-06, absent 2021-03-08)
Form ADVobserved 4 days ago
Occurred
May 19, 2020
First Form ADV filing
Adviceperiod Services, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddc6d615-cfa7-742c-af0e-d71f570bd7d2
First observed: May 19, 2020
Last observed: Mar 26, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADVICEPERIOD SERVICES, LLC

CRD 309309

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddc6d615-cfa7-742c-af0e-d71f570bd7d2

Data as of Mar 26, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APH PARTNERS, LLC

Member

yes

05/2020

Mar 8, 2021

Mar 26, 2021

LOCKSHIN, STEVEN, DAVID

Director

yes

05/2020

May 19, 2020

Mar 26, 2021

LOCKSHIN, STEVEN, DAVID

Member

yes

11/2013

May 19, 2020

Mar 26, 2021

OPENADVISOR, LLC

Member

yes

05/2020

May 19, 2020

Mar 26, 2021

OPENADVISOR, LLC

MANAGING MEMBER

yes

11/2013

May 19, 2020

Mar 26, 2021

SHIGEMURA-HILDEBRAND, ANN

CHIEF COMPLIANCE OFFICER

yes

05/2020

May 19, 2020

Mar 26, 2021

STRAUB, JONATHAN, PAUL

Director

yes

05/2020

May 19, 2020

Mar 26, 2021

HOLTHOUSE, PHILIP, JAY

Member

05/2020

May 19, 2020

Mar 26, 2021

Hutchins, Greggory, J.

Member

05/2020

May 19, 2020

Mar 26, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ADVICEPERIOD, LLC

n/a

Former SEC adviser

$4.5B

yes

n/a

B+ INSTITUTIONAL SERVICES, LLC

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 8, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a