DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Mariah Marie Maines

Advisor at ADVICE AND PLANNING SERVICES

Quincy, MA | Waltham, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddc87dbb-162f-d385-8a3c-caf87443abf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Apr 30, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 26, 2013
First registration: Apr 30, 2013
Dual registered: yes, broker-dealer
Other names: MARIAH MAINES|MARIAH MARIE MAINES|Mariah M Maines
IAPD individual key: 6158979

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jan 7, 2026	n/a	yes	Quincy, MA\|Waltham, MA	Current employment
MONTIS FINANCIAL, LLC	Independent wealth	Nov 5, 2024	Jun 25, 2025	no	WALTHAM, MA\|QUINCY, MA	Previous registration
FINANCIAL NAVIGATORS INC.	Former SEC adviser	Dec 6, 2023	Oct 8, 2024	no	Littleton, MA\|LITTLETON, MA\|Quincy, MA	Previous registration
Pathstone	Independent wealth	Jun 8, 2021	Oct 10, 2023	no	BOSTON, MA\|ENGLEWOOD, NJ	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 4, 2017	Nov 13, 2020	no	WALTHAM, MA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 30, 2013	Feb 6, 2017	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONTIS FINANCIAL, LLC	ADVICE AND PLANNING SERVICES	Jun 25, 2025	Jan 7, 2026	196	Firm change	RIA to ibd
FINANCIAL NAVIGATORS INC.	MONTIS FINANCIAL, LLC	Oct 8, 2024	Nov 5, 2024	28	Firm change	RIA to RIA
Pathstone	FINANCIAL NAVIGATORS INC.	Oct 10, 2023	Dec 6, 2023	57	Firm change	RIA to RIA
ADVICE AND PLANNING SERVICES	Pathstone	Nov 13, 2020	Jun 8, 2021	207	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	ADVICE AND PLANNING SERVICES	Feb 6, 2017	Apr 4, 2017	57	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134873:163986:MA:2024-10-08	Oct 8, 2024	Nov 5, 2024	QUINCY, MA	Firm change

Relationships

Registered with (5)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 4, 2017 to Nov 13, 2020factForm ADV
→ MONTIS FINANCIAL, LLCRegistered adviserregistration: previous registration
Nov 5, 2024 to Jun 25, 2025factForm ADV
→ FINANCIAL NAVIGATORS INC.Registered adviserregistration: previous registration
Dec 6, 2023 to Oct 8, 2024factForm ADV
→ PATHSTONERegistered adviserregistration: previous registration
Jun 8, 2021 to Oct 10, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 30, 2013 to Feb 6, 2017factForm ADV

Dated events

Occurred
Jun 25, 2025
Advisor changed firm
Mariah Marie Maines left Montis Financial, Llc for Advice And Planning Services (registered 2026-01-07)
Form ADVobserved 6 days ago
Occurred
Oct 8, 2024
Advisor changed firm
Mariah Marie Maines left Financial Navigators Inc. for Montis Financial, Llc (registered 2024-11-05)
Form ADVobserved 6 days ago
Occurred
Oct 10, 2023
Advisor changed firm
Mariah Marie Maines left Pathstone for Financial Navigators Inc. (registered 2023-12-06)
Form ADVobserved 6 days ago