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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

DAVID ELLSWORTH POSEY

Advisor at WELLS FARGO ADVISORS

JACKSONVILLE BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddccf1b4-b4af-188e-9d31-4a6ccbade489

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 4, 1981
First registration: Jan 27, 2003
Dual registered: yes, broker-dealer
Other names: DAVID ELLSWORTH POSEY|DAVID POSEY
IAPD individual key: 722624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Feb 4, 2025	n/a	yes	JACKSONVILLE BEACH, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 6, 2003	Apr 16, 2024	no	JACKSONVILLE, FL\|CALLAHAN, FL\|FERNANDINA BEACH, FL\|GAINESVILLE, FL\|GAINESVILLE, FL\|GAINESVILLE, FL\|GAINESVILLE, FL\|GAINESVILLE, FL\|GREEN COVE SPRINGS, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE BEACH, FL\|JACKSONVILLE BEACH, FL\|MADISON, FL\|MIDDLEBURG, FL\|OCALA, FL\|OCALA, FL\|OCALA, FL\|OCALA, FL\|OCALA, FL\|ORANGE PARK, FL\|ORANGE PARK, FL\|PERRY, FL\|PONTE VEDRA BEACH, FL\|PONTE VEDRA BEACH, FL\|PONTE VEDRA BEACH, FL\|ST. AUGUSTINE, FL\|SAINT AUGUSTINE, FL\|SAINT AUGUSTINE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|ORANGE PARK, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|GAINESVILLE, FL\|OCALA, FL\|TALLAHASSEE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|ST. AUGUSTINE, FL\|PENNEY FARMS, FL\|PENSACOLA, FL\|GAINESVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|TALLAHASSEE, FL\|ATLANTIC BEACH, FL\|BELLEVIEW, FL\|FERNANDINA BEACH, FL\|GAINESVILLE, FL\|GAINESVILLE, FL\|GAINESVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|MACCLENNY, FL\|OCALA, FL\|OCALA, FL\|OCALA, FL\|OCALA, FL\|OCALA, FL\|REDDICK, FL\|SAINT AUGUSTINE, FL\|ST. AUGUSTINE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|PONTE VEDRA BEACH, FL\|JACKSONVILLE, FL\|Jacksonville, FL\|ST. LOUIS, MO\|JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration
PGIM INVESTMENTS LLC	Asset manager	Jan 27, 2003	Apr 14, 2003	no	PONTE VEDRA BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Apr 16, 2024	Feb 4, 2025	294	Channel change	Wirehouse to wirehouse
PGIM INVESTMENTS LLC	WELLS FARGO ADVISORS	Apr 14, 2003	May 6, 2003	22	Firm change	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Feb 4, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 6, 2003 to Apr 16, 2024factForm ADV
→ PGIM INVESTMENTS LLCRegistered adviserregistration: previous registration
Jan 27, 2003 to Apr 14, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddccf1b4-b4af-188e-9d31-4a6ccbade489
First observed: Jan 27, 2003
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID ELLSWORTH POSEY

Advisor at WELLS FARGO ADVISORS

JACKSONVILLE BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddccf1b4-b4af-188e-9d31-4a6ccbade489

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Feb 4, 2025

n/a

yes

JACKSONVILLE BEACH, FL

Current employment

WELLS FARGO ADVISORS

Wirehouse

May 6, 2003

Apr 16, 2024

Previous registration

PGIM INVESTMENTS LLC

Asset manager

Jan 27, 2003

Apr 14, 2003

PONTE VEDRA BEACH, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Apr 16, 2024

Feb 4, 2025

294

Channel change

Wirehouse to wirehouse

PGIM INVESTMENTS LLC

WELLS FARGO ADVISORS

Apr 14, 2003

May 6, 2003

Firm change

Other