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Advisor at MERCER GLOBAL ADVISORS INC.
DENVER, CO | Portage, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | Independent wealth | May 24, 2022 | n/a | yes | DENVER, CO|Portage, MI | Current employment |
| SANFORD ADVISORY | Former SEC adviser | Feb 7, 2020 | Mar 10, 2023 | no | PORTAGE, MI | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 8, 2019 | Oct 16, 2020 | no | PORTAGE, MI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 3, 2018 | Mar 19, 2019 | no | Portage, MI|Kalamazoo, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANFORD ADVISORY | MERCER GLOBAL ADVISORS INC. | Mar 10, 2023 | May 24, 2022 | -290 | Firm change after gap | RIA to RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SANFORD ADVISORY | Oct 16, 2020 | Feb 7, 2020 | -252 | Firm change after gap | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 19, 2019 | Apr 8, 2019 | 20 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151388:147363:MI:2023-03-10 | Mar 10, 2023 | May 24, 2022 | PORTAGE, MI | Firm change after gap |
| 149018:151388:MI:2020-10-16 | Oct 16, 2020 | Feb 7, 2020 | PORTAGE, MI | Firm change after gap |