This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RED SWAN PRIVATE CLIENT

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Sep 9, 2021

First registration

Sep 13, 2021

Dual registered

yes, broker-dealer

Other names

ADAM GREGORY DOERR|ADAM DOERR

IAPD individual key

7371233

• Occurred

  Jun 3, 2025
  Advisor changed firm

  Adam Doerr left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Red Swan Private Client (registered 2026-02-02)

  Form ADVobserved 5 days ago
• Occurred

  Oct 25, 2024
  Advisor changed firm

  Adam Doerr left Fidelity Personal And Workplace Advisors for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-12-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dddc3d25-2223-8e7b-7bc0-cebae0c9b6ac

First observed

Sep 13, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.