R•••••• H• C•••

Advisor at W•••• F•••• A•••••••

PLEASANTON, CA | FRESNO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dde53377-6844-eeb5-6791-fda6d1c651c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 8, 2013	n/a	yes	FRESNO, CA\|PLEASANTON, CA	Current employment
B••••••• C•••••• I•••	Former SEC adviser	Feb 13, 2013	Oct 11, 2013	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	W•••• F•••• A•••••••	Oct 11, 2013	Nov 8, 2013	28	Firm change	Other
W•••• F•••• A•••••••	B••••••• C•••••• I•••	Feb 8, 2013	Feb 13, 2013

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 27, 2011 to Feb 8, 2013factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Oct 11, 2013factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 19, 2011 to Jul 21, 2011factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dde53377-6844-eeb5-6791-fda6d1c651c0
First observed: Apr 9, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.