DFX Intelligence

J••• L••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

J••• L••••••• N•••••

Advisor at F•••• P••••••• W•••••• L••

Deerfield, IL

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Search this name across graphsid dfx:ria:ddec697a-f700-be5b-5001-7872d202c009

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 5, 2026	n/a	yes	Deerfield, IL	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Mar 3, 2023	Mar 20, 2026	no	Deerfield, IL\|Deerfield, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 5, 2026	-74	Bulk transfer	RIA to RIA
N••••• S••••••	N••••••••• A•••• M••••••••• L••	Mar 7, 2023	Mar 3, 2023

Relationships

Registered with (5)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2023 to Mar 20, 2026factForm ADV
→ N••••• S••••••Registered adviserregistration: previous registration
Mar 8, 2007 to Mar 7, 2023factForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Mar 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddec697a-f700-be5b-5001-7872d202c009
First observed: Jun 9, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.