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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ESB WEALTH MANAGEMENT, LLC

CRD 154889

MANSFIELD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddf175ea-a22e-e57f-f76f-66c6e407458f

Data as of Dec 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2013 to Dec 16, 2015
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $122MItem 5.F on the latest filing (2015-12-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 215
SEC number: 801-78006
CRD: 154889
Filings on the tape: 9
First filed: Apr 23, 2013
Latest filed: Dec 16, 2015
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEVERIDGE, ADAM, MICHAEL	President	E	yes	07/2011	Apr 23, 2013	Dec 16, 2015
BOYD, PRESTON, JAMES	CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	Apr 23, 2013	Dec 16, 2015
NEO VENTURE CAPITAL, INC.	Owner	E	yes	01/2011	Apr 23, 2013	Dec 16, 2015

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FEDERAL WAY	Wa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Sep 21, 2015	$122M	$0	5	5	n/a	n/a	n/a
2014	Sep 11, 2014	$167M	$2.2M	5	5	n/a	n/a	n/a
2013	Sep 16, 2013	$140M	$405,000	4	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$122M	$167M	-26.5%	n/a	n/a	3	5	n/a	n/a

Relationships

Controls (3)

← BEVERIDGE, ADAM, MICHAELOwnerPRESIDENT, ownership code E, individual
Apr 23, 2013 to presentfactForm ADV
← BOYD, PRESTON, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 23, 2013 to presentfactForm ADV
← NEO VENTURE CAPITAL, INC.OwnerOWNER, ownership code E, domestic entity
Apr 23, 2013 to presentfactForm ADV

Registered with (3)

← Adam BeveridgeAdvisorregistration: previous registration
Aug 13, 2014 to Apr 12, 2016factForm ADV
← Preston BoydAdvisorregistration: previous registration
Jun 17, 2011 to Apr 12, 2016factForm ADV
← KYLE Edwin BEVERIDGEAdvisorregistration: previous registration
Feb 25, 2013 to Dec 16, 2015factForm ADV

Dated events

Occurred
Apr 23, 2013
First Form ADV filing
Esb Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddf175ea-a22e-e57f-f76f-66c6e407458f
First observed: Apr 23, 2013
Last observed: Dec 16, 2015 131 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ESB WEALTH MANAGEMENT, LLC

CRD 154889

MANSFIELD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ddf175ea-a22e-e57f-f76f-66c6e407458f

Data as of Dec 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEVERIDGE, ADAM, MICHAEL

President

yes

07/2011

Apr 23, 2013

Dec 16, 2015

BOYD, PRESTON, JAMES

CHIEF COMPLIANCE OFFICER

yes

12/2015

Apr 23, 2013

Dec 16, 2015

NEO VENTURE CAPITAL, INC.

Owner

yes

01/2011

Apr 23, 2013

Dec 16, 2015

City

State

Country

Employees

Also broker-dealer

FEDERAL WAY

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Sep 21, 2015

$122M

n/a

2014

Sep 11, 2014

$167M

$2.2M

n/a

2013

Sep 16, 2013

$140M

$405,000

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$122M

$167M

-26.5%

n/a