DFX Intelligence

K••• E•••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

K••• E•••• B••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Saint James City, FL | Bellville, OH

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Search this name across graphsid dfx:ria:4173c2ac-53ca-65dd-52ca-f9811bd4b5cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 19, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 15, 2023	n/a	yes	Saint James City, FL\|Bellville, OH	Current employment
I•••••• A••••••• L••	Independent wealth	Nov 15, 2018	Feb 15, 2023	no	Mansfield, OH\|OAKMONT, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 15, 2023	Feb 15, 2023	0	Firm change	RIA to ibd
T•••••••• A••••••• G••••• I•••	I•••••• A••••••• L••	Dec 10, 2018	Nov 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
298868:134139:PA:2023-02-15	Feb 15, 2023	Feb 15, 2023	OAKMONT, PA	Firm change
126090:106015:OH:2016-02-01	Feb 10, 2016	Feb 2, 2016	MANSFIELD, OH	Firm change

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 15, 2023 to presentfactForm ADV
→ I•••••• A••••••• L••Registered adviserregistration: previous registration
Nov 15, 2018 to Feb 15, 2023factForm ADV
→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 2, 2016 to Dec 10, 2018factForm ADV
→ S•• A•••••••• I•••

Dated events

Occurred
Feb 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4173c2ac-53ca-65dd-52ca-f9811bd4b5cf
First observed: Aug 19, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.