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RIA / WealthAdvisor20 years in industry

TERRY XING-ZHAO WU

Advisor at TDIRECTION ASSET MANAGEMENT

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:ddf17fae-9d06-8140-8d5a-4e30062a11ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TDIRECTION ASSET MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Dec 9, 2005
First registration: Dec 12, 2005
Dual registered: no
Other names: XING-ZHAO WU
IAPD individual key: 5049038

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TDIRECTION ASSET MANAGEMENT	State registered	Nov 3, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
NI ADVISORS	State registered	Nov 9, 2018	Jan 28, 2020	no	MILPITAS, CA\|MILPITAS, CA\|San Francisco, CA	Previous registration
USA FINANCIAL SECURITIES LLC	Independent wealth	Apr 4, 2016	Nov 1, 2016	no	Burlingame, CA\|ADA, MI\|San Francisco, CA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Dec 12, 2005	Feb 12, 2016	no	SAN FRANCISCO, CA\|Ashland, OR\|ROSEVILLE, CA\|SAN FRANCISCO, CA\|San Bruno, CA\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NI ADVISORS	TDIRECTION ASSET MANAGEMENT	Jan 28, 2020	Nov 3, 2025	2,106	Firm change after gap	Other
USA FINANCIAL SECURITIES LLC	NI ADVISORS	Nov 1, 2016	Nov 9, 2018	738	Firm change after gap	Other
THRIVENT INVESTMENT MANAGEMENT INC.	USA FINANCIAL SECURITIES LLC	Feb 12, 2016	Apr 4, 2016	52	Firm change	Other

Relationships

Registered with (4)

→ TDIRECTION ASSET MANAGEMENTRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ NI ADVISORSRegistered adviserregistration: previous registration
Nov 9, 2018 to Jan 28, 2020factForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
Apr 4, 2016 to Nov 1, 2016factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 12, 2005 to Feb 12, 2016factForm ADV

Dated events

No dated event names this entity yet.