RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• X•••••••• W•
- T••••••••• A•••• M••••••••• state registered currentsince Nov 3, 2025 · San Francisco, Ca
- N• A••••••• state registeredNov 9, 2018 to Jan 28, 2020 · Milpitas, Ca
- U•• F•••••••• S••••••••• L•• independent RIAApr 4, 2016 to Nov 1, 2016 · Burlingame, Ca
- T••••••• I••••••••• M••••••••• I••• BD affiliatedDec 12, 2005 to Feb 12, 2016 · San Francisco, Ca
- N• A••••••• to T••••••••• A•••• M•••••••••left Jan 28, 2020, registered Nov 3, 2025 (2106 days) · Other
- U•• F•••••••• S••••••••• L•• to N• A•••••••left Nov 1, 2016, registered Nov 9, 2018 (738 days) · Other
- T••••••• I••••••••• M••••••••• I••• to U•• F•••••••• S••••••••• L••left Feb 12, 2016, registered Apr 4, 2016 (52 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address