DFX Intelligence

A•••••••• M•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

A•••••••• M•••• R••••••

Advisor at W••••••• F•••••••• A•••••••• I•••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:ddf491f5-089e-e8a5-e513-6612d7874734

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• F•••••••• A•••••••• I•••	Independent wealth	Sep 7, 2021	n/a	yes	CHAPEL HILL, NC	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Mar 28, 2018	Jun 28, 2021	no	Durham, NC\|Durham, NC\|Frisco, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	W••••••• F•••••••• A•••••••• I•••	Jun 28, 2021	Sep 7, 2021	71	Firm change	Ibd to RIA
S•••••••• I••••••••• M•••••••••	A••••• A•• P••••••• S•••••••	Mar 7, 2018	Mar 28, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:20472:MO:2018-03-07	Mar 7, 2018	Mar 28, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (4)

→ W••••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 7, 2021 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Mar 28, 2018 to Jun 28, 2021factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jun 6, 2017 to Mar 7, 2018factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ddf491f5-089e-e8a5-e513-6612d7874734
First observed: Nov 21, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.