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CRD 150641
CHAPEL HILL, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• R••••• M••••• | Certified Financial Planner | CHAPEL HILL, NC | 17 | 20 | 1 | no |
| V••••• L•••• C•••••• | Certified Financial Planner | CHAPEL HILL, NC | 6 | 10 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M•••••• J••••• R••••• | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 05/2009 | Feb 15, 2012 | Sep 3, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 16.7% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $641M | $574M | 11.7% | $455M | 12.1% | 10 | 11 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B•••• C•••• W••••• A••••••• L•• | 2 | Dec 21, 2022 | Mar 10, 2023 | CHAPEL HILL, NC | Team lift out | RIA to state RIA | 33.3% |
| no |
| A•••••••• M•••• R•••••• | Certified Financial Planner | CHAPEL HILL, NC | 5 | 13 | 3 | no |
| L•••• A••• N••• | Certified Financial Planner | TYLER, TX | CHAPEL HILL, NC | 3 | 25 | 1 | no |
| T••••• R•••• C••• | Certified Financial Planner | CHAPEL HILL, NC | 2 | 10 | 1 | no |
| C••••••• D•••••• C••••• | Certified Financial Planner | CHAPEL HILL, NC | 0 | 19 | n/a | no |
| Apr 30, 2026 |
| $641M |
| $641M |
| 10 |
| 7 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 27, 2025 | $574M | $574M | 11 | 6 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $511M | $511M | 6 | 5 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $455M | $455M | 6 | 3 | 0 | n/a | n/a |
| 2021 | Apr 1, 2022 | $511M | $511M | 11 | 7 | 0 | n/a | n/a |
| 2020 | Feb 23, 2021 | $471M | $471M | 8 | 7 | 0 | n/a | n/a |
| 2019 | Mar 29, 2020 | $395M | $395M | 8 | 7 | 0 | n/a | n/a |
| 2018 | Mar 13, 2019 | $324M | $324M | 7 | 6 | 0 | n/a | n/a |
| 2017 | Feb 8, 2018 | $334M | $334M | 8 | 7 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $273M | $273M | 7 | 5 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $211M | $211M | 6 | 4 | n/a | n/a | n/a |
| 2014 | Mar 20, 2015 | $192M | $192M | 6 | 4 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $175M | $175M | 5 | 4 | n/a | n/a | n/a |
| 2012 | Mar 13, 2013 | $129M | $129M | 5 | 3 | n/a | n/a | n/a |
| 2011 | Feb 15, 2012 | $91.8M | $91.8M | n/a | n/a | n/a | n/a | n/a |