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Advisor at PATHWAYS WEALTH MANAGEMENT, INC.
TIPP CITY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PATHWAYS WEALTH MANAGEMENT, INC. | Independent wealth | Jan 27, 2016 | n/a | yes | TIPP CITY, OH | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 9, 2010 | no | Centerville, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 27, 2007 | Jun 1, 2009 | no | CENTERVILLE, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 4, 2005 | May 10, 2005 | no | CENTERVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | PATHWAYS WEALTH MANAGEMENT, INC. | Apr 9, 2010 | Jan 27, 2016 | 2,119 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |