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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PATHWAYS WEALTH MANAGEMENT, INC.

CRD 154125

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f4f325f-c939-b8ba-c12c-438dc476b523

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 23, 2012 to Aug 27, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $287MItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $226M
Private client RAUM: $274MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $95.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 945
Individual clients: 410
High net worth clients: 74
Custody, client assets: $47.7M
SEC number: 801-130750
CRD: 154125
Filings on the tape: 14
First filed: Mar 23, 2012
Latest filed: Aug 27, 2026
Organised: Corporation, OH
Website: pathwayswm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DUSTIN BLAKE BEAM	Certified Financial Planner	TIPP CITY, OH	16	25	3	no
ANDREA MEISEL CLARK	n/a	TIPP CITY, OH	10	32	3	no
Caden Blake Beam	n/a	TIPP CITY, OH	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BEAM, DUSTIN, BLAKE	President	E	yes	01/2022	Jun 25, 2024	Aug 26, 2024
GOFORTH, SONIA, ANN	CHIEF COMPLIANCE OFFICER	Na	no	06/2024	Jun 25, 2024	Aug 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$287M	$226M	5	3	0	n/a	n/a
2024	Apr 29, 2025	$133M	$65.6M	5	3	0	n/a	n/a
2011	Mar 23, 2012	$29.9M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$287M	$133M	115.3%	n/a	n/a	5	5	0	0

Relationships

Affiliated with (1)

← L.M. KOHN & COMPANYRegistered adviserother investment adviser
factForm ADV

Registered with (4)

← Caden Blake BeamAdvisorregistration: current employment
Jan 6, 2025 to presentfactForm ADV
← ANDREA MEISEL CLARKAdvisorregistration: current employment
Jan 27, 2016 to presentfactForm ADV
← DUSTIN BLAKE BEAMAdvisorregistration: current employment
Aug 30, 2010 to presentfactForm ADV
← RUSSELL LAMAR CLARKAdvisorregistration: previous registration
Jun 15, 2010 to Jan 5, 2011factForm ADV

Owns (1)

← GOFORTH, SONIA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 25, 2024 to Aug 26, 2024factForm ADV

Controls (1)

← BEAM, DUSTIN, BLAKEOwnerPRESIDENT, ownership code E, individual
Jun 25, 2024 to Aug 26, 2024factForm ADV

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
Pathways Wealth Management, Inc. reported RAUM $287.0M, up 115% from $133.3M (2025-10-13 to 2026-03-24)
Form ADVobserved 5 days ago
$154M
Occurred
Jun 25, 2024
Control person joined
Blake Dustin Beam (President) appeared on Schedule A of Pathways Wealth Management, Inc.
Form ADVobserved 5 days ago
Occurred
Jun 25, 2024
Control person left
Meisel Andrea Clark (Chief Compliance Officer/President) no longer on Schedule A of Pathways Wealth Management, Inc. (listed 2012-05-02, absent 2024-06-25)
Form ADVobserved 5 days ago
Occurred
Jun 25, 2024
First Form ADV filing
Pathways Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f4f325f-c939-b8ba-c12c-438dc476b523
First observed: Mar 23, 2012
Last observed: Aug 27, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATHWAYS WEALTH MANAGEMENT, INC.

CRD 154125

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f4f325f-c939-b8ba-c12c-438dc476b523

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DUSTIN BLAKE BEAM

Certified Financial Planner

TIPP CITY, OH

ANDREA MEISEL CLARK

n/a

TIPP CITY, OH

Caden Blake Beam

n/a

TIPP CITY, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BEAM, DUSTIN, BLAKE

President

yes

01/2022

Jun 25, 2024

Aug 26, 2024

GOFORTH, SONIA, ANN

CHIEF COMPLIANCE OFFICER

06/2024

Jun 25, 2024

Aug 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$287M

$226M

n/a

2024

Apr 29, 2025

$133M

$65.6M

n/a

2011

Mar 23, 2012

$29.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$287M

$133M

115.3%

n/a