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Advisor at CETERA INVESTMENT ADVISERS LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 15, 2025 | n/a | yes | CHARLOTTE, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 27, 2023 | Sep 2, 2025 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Oct 22, 2020 | Oct 26, 2022 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Feb 17, 2021 | no | CHARLOTTE, NC|CHARLOTTE, NC|RICHMOND, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 9, 2017 | Jan 2, 2018 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CETERA INVESTMENT ADVISERS LLC | Sep 2, 2025 | Sep 15, 2025 | 13 | Firm change | Wirehouse to ibd |
| TRUIST ADVISORY SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 26, 2022 | Jan 27, 2023 | 93 | Firm change | Ibd to wirehouse |
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Oct 22, 2020 | -118 | Bulk transfer | Ibd to ibd |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:7691:NC:2022-10-26 | Oct 26, 2022 | Jan 27, 2023 | CHARLOTTE, NC | Firm change |