DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

DANA RHODES ALLEN

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Kennewick, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de2f54cf-8099-cf5c-f523-fe4b2e961029

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 8, 1998
First registration: Apr 17, 2002
Dual registered: yes, broker-dealer
Other names: DANA ALLEN|DANA MARIE RHODES
IAPD individual key: 2908774

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 15, 2025	n/a	yes	Kennewick, WA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 31, 2021	Sep 15, 2025	no	Kennewick, WA\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2020	Sep 20, 2021	no	KENNEWICK, WA\|PORTLAND, OR\|KENNEWICK, WA	Previous registration
EK RILEY INVESTMENTS, LLC	Former SEC adviser	Aug 16, 2012	Nov 6, 2020	no	SEATTLE, WA\|Kennewick, WA\|Seattle, WA\|SEATTLE, WA\|Seattle, WA\|SEATTLE, WA	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	Apr 17, 2002	Aug 17, 2012	no	KENNEWICK, WA\|KENNEWICK, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 15, 2025	Sep 15, 2025	0	Firm change	Ibd to ibd
LPL FINANCIAL LLC	COMMONWEALTH FINANCIAL NETWORK	Sep 20, 2021	Aug 31, 2021	-20	Firm change	Ibd to ibd
EK RILEY INVESTMENTS, LLC	LPL FINANCIAL LLC	Nov 6, 2020	Oct 1, 2020	-36	Bulk transfer	RIA to ibd
D.A. DAVIDSON & CO.	EK RILEY INVESTMENTS, LLC	Aug 17, 2012	Aug 16, 2012	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:8032:WA:2021-09-20	Sep 20, 2021	Aug 31, 2021	KENNEWICK, WA	Firm change

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Sep 15, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 31, 2021 to Sep 15, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 1, 2020 to Sep 20, 2021factForm ADV
→ EK RILEY INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 16, 2012 to Nov 6, 2020factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Apr 17, 2002 to Aug 17, 2012factForm ADV

Dated events

Occurred
Sep 15, 2025
Advisor changed firm
Dana Rhodes Allen left Commonwealth Financial Network for Cambridge Investment Research Advisors, Inc. (registered 2025-09-15)
Form ADVobserved 6 days ago